______________________________________________________________________ 7) Is the NRI CIS authorised/approved by its Home Regulator? Yes No If “Yes”, is the NRI CIS authorised/approved for the offer to non-retail or retail investors in Home Jurisdiction? Non-retail
/approved by its Home Regulator? Yes No If “Yes”, is the NRI CIS authorised/approved for the offer to non-retail or retail investors in Home Jurisdiction? Non-retail investors Retail investors 7) Has the NRI
of an authorised person of CIS Operator Please print this checklist and include it in the package of this form Page 2 of 5 Form 69 – CIS full Registration Statement for an offer for sale of units of
authorised person of CIS Operator Please print this checklist and include it as part of the package of this form Form updated as of June 2021 Page 2 of 5 Form 69 – CIS full Registration Statement for an offer
appointment of an authorised person of CIS Operator Please print this checklist and include it as part of the package of this form Form updated as of June 2021 Page 2 of 5 Form 69 – CIS annually update
compliance with the written approval by the authorised person, including consistently reviewing such privilege. [M] o For the necessary case that employ the privilege user,3 there shall be control strictly
.: _____________________________ Fax No.: _________________________ 15) Is the CIS Operator currently licensed/ authorised/ approved by its Home Regulator to conduct the activities as specified by section 56 of the Passport Rules
risks to be of significance, which are: accessing to the information and computer system by an unauthorised person, an authorised person is unable to access to the information in the computer system in
Bank Public Company Limited (the “Bank”) held on 11 December 2019 which approved an entering into a Conditional Share Purchase agreement (“CSPA”) among the Bank, Standard Chartered Bank (“Standard
Ms. Amponsri Kewkacha or Mr. Pin Kewkacha or Mrs. Apar Kewkacha, one of these as authorized director. Revised Directors with signing authority include 1. Mr. Pin Kewkacha or Mrs. Apar Kewkacha, any of