. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator ( issued by CIS Operator ) [ ] 5. Evidence on the appointment of an authorised person of CIS Operator ( issued
appointment of an authorised person of CIS Operator ( issued by CIS Operator ) [ ] 6. Master fund’s prospectus and fact sheet/ product highlight sheet (required only for an application of a feeder ETF) 7. A fee
Information (Part II) (A) The registration statement (B) Prospectus [ ] 3. Certification of Information Accuracy (Part III) [ ] 4. Evidence on the appointment of an authorised person of CIS Operator Please
) [ ] [ ] 2. Key Information (Part II) (A) The registration statement (B) Prospectus [ ] 3. Certification of Information Accuracy (Part III) [ ] 4. Evidence on the appointment of an authorised person of CIS
. Evidence on the appointment of an authorised person of CIS Operator Please print this checklist and include it as part of the package of this form Registration Statement for an offer for sale of units of
Operator ( issued by Qualifying CIS Operator ) [ ] 7. Evidence on the appointment of an authorised person of the Qualifying CIS Operator ( issued by Qualifying CIS Operator ) [ ] 8. Master fund’s prospectus
the representative of Hong Kong Covered Management Company (issued by Hong Kong Covered Management Company) [ ] 5. Evidence on the appointment of an authorised person of Hong Kong Covered Management
CIS Operator ) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator ( issued by CIS Operator ) [ ] 5. Evidence on the appointment of an authorised person
…………………………….(Authorised signatory) (……………………………) For and on behalf of……………………..…………………… I/We (Mr/Miss/Mrs/Company)………………………………………………………….. have been given explanation and information on the risks relating to derivatives
risks to be of significance, which are: accessing to the information and computer system by an unauthorised person, an authorised person is unable to access to the information in the computer system in