of the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession; (2) Investing in or
director of the derivatives exchange shall be vacated from his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal by the SEC due to gross incompetent in the
demonstrating our cont inued commitment, the Company has agreed to a further 90-day lock-up of the units of JASIF, to assure investors that no additional supply of the Units w ill be released by the Company into
assure investors that no addit ional supply of the Units will be released by t he Company into the market in the near term. The meeting of the Board of Directors of the Company resolved that the Company
undertaking transaction between the Company, M.K. Real Estate Development Public Company Limited (“MK”) and Prospect Development Company Limited (“PD”) as promisors and the Trust as promisee, to assure the duty
that these provide appropriate incentives to those individuals. In particular, they may wish to assure themselves that pay structures for individuals do not inappropriately incentivise risk-taking
from directorship as specified by the law on public limited companies, a director shall be removed from his directorship upon possession of any characteristic indicating a lack of appropriateness in
: Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities By virtue of Section 14 and Section 98(5) of the Securities and Exchange Act B.E. 2535 (1992), the Securities
undertaking transaction between the Company, PD and Finansa Public Company Limited (“FNS”) as promisors and the Trust as promisee, to assure the duty of the Company, PD and FNS towards the Trust (the Page 2 of
determine a measure for selection and consideration a suitability of provider, including control and inspect the compliance of the provider strictly in order to assure that the provider is able to comply with