stakeholders " Our mission is : “To assure conducive environment for a fair, efficient, dynamic and inclusive capital market" ____________________________ * The SEC represents the whole organization of the
, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all stakeholders. The SEC Board seriously focuses on adopting the principle of a good governance in the
arranges for a third party's guarantee to ensure that the investors will receive the guaranteed amount of capital and returns after a specified period. The guarantor shall be a juristic person (not the
arranges for a third party's guarantee to ensure that the investors will receive the guaranteed amount of capital and returns after a specified period. The guarantor shall be a juristic person (not the
should encourage management to ensure that the company’s operations reflect the company-wide implementation of high ethical, environmental and social standards and ensure that appropriate company-wide
. Principle 5.2 The board should encourage management to adopt responsible operations, and incorporate them into the company’s operations plan. This is to ensure that every department and function in the
other applicable laws and regulations including the SEC anti-corruption policy and internal control. This is to assure that the SEC operation is appropriate, efficient and effective. Currently, the
under its responsibility Ensure that units offered for sale exclusively for high net worth investors are not allocated to retail investors Oversee to ensure that the trust is not becoming a private trust
throughout the company, and lead by example. 1.2.3 The board should ensure the creation of written policies and guidelines, such as a corporate governance policy, codes of ethics, and business conduct
obligation of the SEC as prescribed by the Securities and Exchange Act. The SEC has the responsibility to issue rules and regulations, ensure compliance and pursue enforcement in case of violations. Despite