Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system
structure, operating system, and a sufficient number of personnel in accordance with the notification of the SEC. DAB Act S.30 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 1/2023
Mr. Chatchai Chotanakarn During 23 - 27 June 2014, Mr. Chatchai Chotanakarn, at the time he was holding the position of Adviser of President of Bangkok Life Assurance Public Company Limited (BLA
Wattanasophonpanich Co.,Ltd. During July 25, 2014 - August 1 2014, Wattanasophonpanich Co.,Ltd., a major shareholder of Bangkok Life Assurance Public Company Limited (BLA), sold 200,000 shares of
Bangkok Insurance Public Company Limited On 7 November 2014, Bangkok Insurance Public Company Limited (BKI) sold 200,000 of Bangkok Life Assurance Public Company Limited (BLA) shares through its
Mr. Chai Sophonpanich On 7 November 2014, Mr.Chai Sophonpanich, authorized person of Bangkok Insurance Public Company Limited (BKI), ordered 200,000 of Bangkok Life Assurance Public Company Limited
Broadgate, failed to order or act according to the duties of the director for the operation of Broadgate resulting in Broadgate failed to provide a structure for managing, the work system including
asset exchange and a digital asset broker, did not provide management structure, operating system and a sufficient number of personnel in accordance with the notification of the SEC. DAB Act S.94
Assurance Public Company Limited (BLA), sold 800,000 shares of BLA through his the securities trading account and then during July 25, 2014 - August 1 2014, Mr. Choedchu Sophonpanich, director and proxy for