Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
นางสิริวิภา สุพรรณธเนศ รองเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมบรรยายในงานสัมมนาเรื่อง The State of Play In Sustainability Assurance จัดโดย ASEAN Federation of
International Banks, the Thai Life Assurance Association, and investment unit selling agents. This is the first time that the single form will be used for opening an investment account for capital market products
work for audit firms having quality assurance system in compliance with professional standards, the SEC regularly inspects the firm?s audit quality to uphold market fairness, ensure proper investor
500,000 baht the law requires, he was fined at such amount.In addition, as Chai is a director of Bangkok Life Assurance PCL, which is a Limited Brokerage, Dealing and Underwriting (LBDU) licensee, he is
มา หลักคิด ประโยชน์ของมาตรฐาน ISSB ที่เชื่อมโยงกับการเปิดเผยข้อมูลของแบบ 56-1 One report และทิศทางของ ESG Assurance ในระดับสากล ซึ่งสามารถนำไปพิจารณาประกอบการเตรียมความพร้อมตามบริบทการทำงานของแต่ละ
. Additionally, the SEC is studying approaches to ensure confidence in sustainability reporting assurance.
Public Company Limited: SCB4. Two life insurance companies, namely:(1) Muang Thai Life Assurance Public Company Limited; and (2) AIA Co., Ltd.5. Four FinTech startups, namely:(1) FINNOMENA Mutual Fund