นางสิริวิภา สุพรรณธเนศ รองเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมบรรยายในงานสัมมนาเรื่อง The State of Play In Sustainability Assurance จัดโดย ASEAN Federation of
International Banks, the Thai Life Assurance Association, and investment unit selling agents. This is the first time that the single form will be used for opening an investment account for capital market products
In recent times, investment management companies are significant and connected to country’s economic system and have been growing continuously. By the end of June 2018, the net asset value, including the mutual funds, private funds, and provident funds, is approximately 7.08 trillion Thai baht, or about 44 percent in comparison to the overall GDP of the country. Therefore, if there were any events leading to fluctuations in the investment management business, a significant impact could pro...
SEC Secretary-General Ruenvadee Suwanmongkol said: “Today, SEC has issued the Notification prescribing the standard single form for opening an account for investment in all types of capital market
Bangkok, 25 July 2022 – The Securities and Exchange Commission (SEC) has uploaded an information filing form specifically for the Zipmex Thailand case where its clients are affected by the company’s
On 1 September 2020, SEC amended the regulations on the preparation of the annual registration statement (Form 56-1) and annual report (Form 56-2) by consolidating both forms into one called Form 56
opportunity for investors to select products and services suitable for their personal needs. The SEC is therefore proposing the use of single form to reduce the burdens on investors and intermediaries
The MOU is a fruitful result of the collective cooperation of the four organizations in ensuring that their respective policies and oversight frameworks for personal data protection as well as oversight procedures are consistent. The MOU also prioritizes information sharing for mutual best interest. The signatories aim to support human resource development in the financial sector and educate financial service users to facilitate the financial sector’s smooth compliance with the Personal D...
form) โดยมีผู้แทนจากหน่วยงานที่เกี่ยวข้อง ได้แก่ สมาคมบริษัทหลักทรัพย์ไทย สมาคมบริษัทจัดการลงทุน สมาคมธนาคารไทย สมาคมธนาคารนานาชาติ สมาคมประกันชีวิตไทย ธนาคารออมสิน และบริษัทหลักทรัพย์นายหน้าซื้อขายหน่วย
SEC has plans to review the criteria relating to the report form of the securities and derivative business operators to accommodate the change in financial reporting standards - financial