by No. 16 No. 18) (Repealed) 3 Application for Separation of Finance and Securities Businesses (amended by No. 12 and No. 19) 5 Application for Additional Securities Business License B.E. 2539
> Financial Reporting and Audit Oversight > Auditor Supervision > Quality Assurance & Review Regulations SHARE : Detail Content Financial reporting and audit oversight 2. Auditor
Regulatory Summary of Approved Auditor in Capital Market Related Rules and Regulations Related Forms Quality Assurance & Review Independent Audit Oversight Handbook for approval of foreign auditors
-registered auditors 2.3 List of SEC-registered foreign auditors 2.4 Relate Rules and Regulations 2.5 Related Forms 2.6 Quality Assurance & Review 2.7 Independent Audit Oversight 2.8 Handbook for approval
. Regulatory Summary Main Duties of a Trustee Ensure that the trust deed is executed in compliance with the laws Appoint a trust manager Prepare a trust property account in separation from any other accounts
of Good Corporate Governance and Prevention of Frauds Regulatory Summary of Approved Auditor in Capital Market Related Rules and Regulations Related Forms Quality Assurance & Review Independent
) prescribed by the International Auditing and Assurance Standards Board (IAASB). Supporting Accounting Profession to be in line with International Standards Auditor Supervision Monitoring on Financial Report
บัญชีต่างประเทศที่ได้รับความเห็นชอบ 2.4 กฎเกณฑ์ แนวปฏิบัติ และหนังสือเวียนที่เกี่ยวข้อง 2.5 แบบฟอร์มที่เกี่ยวข้อง 2.6 Quality Assurance & Review 2.7 Independent Audit Oversight 2.8 Handbook for
ดูแลผู้สอบบัญชี > Quality Assurance & Review กฎเกณฑ์ SHARE : Detail Content การกำกับรายงานทางเงินและผู้สอบบัญชี 2. การกำกับดูแลผู้สอบบัญชี 2.6 Quality Assurance & Review ปัจจุบันกิจการในตลาดทุน
registered capital on the date on which the Securities and Exchange Act B.E. 2535 comes into force; (4) be the securities company established upon the separation of finance and securities businesses of the