representative or the mutual fund supervisor fails to act in compliance with his or her power and duties; - Purchasing securities from a person who filed a false registration statement and prospectus or purchasing
representative or the mutual fund supervisor fails to act in compliance with his or her power and duties; - Purchasing securities from a person who filed a false registration statement and prospectus or purchasing
Thailand throughout the term of the bonds. 6. There is no ground to suspect that the lead regulator of the capital market of the country wherein the issuer is established is unable to provide an assistance
-off or any other matters of unfair treatment against such person because the said person: (1) gives information, cooperates or gives assistance by any means to the SEC, the Capital Market
-off or any other matters of unfair treatment against such person because the said person: (1) gives information, cooperates or gives assistance by any means to the SEC, the Capital Market
inconsistent with the normal market condition. ( Section 244/5 ) Acts not presumed to have caused the securities price to be inconsistent with the normal market condition. (Section 244/4) 1. Purchasing or
inconsistent with the normal market condition. ( Section 244/5 ) Acts not presumed to have caused the securities price to be inconsistent with the normal market condition. (Section 244/4) 1. Purchasing or
: Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities/derivatives Statement report Confirmation note Transfer form Other documents such as a copy of share
investors purchasing securities – the company is required to have appropriate qualifications and disclose sufficient information for investors to make an informed investment decision. Existing shareholders
the fund management company reserved the rights (only for accepting purchasing orders) as provided for in the scheme. (4) For the mutual fund that invest in foreign countries : (4.1) The stock