responsibilities engagement partner clearly defined and communicated to that partner? 10 Does the firm have policies and procedures regarding to the assignment of engagement teams and the level of supervision

client (e.g. financial) 6 Loan / Staff Arrangements: Are there or have there been any principals or staff seconded on a “loan staff assignment” i.e secondment If so what are their roles at the client – are

quality risks that require the assignment of responsibility for the appointment of engagement quality reviewer? If yes, please describe the responses and indicate who is assigned to the responsibility. Has