consideration that {A} failed to perform his duties responsibly with professional due care when he accepted the investor’s assignment to make trading decisions for the investor. Consequently, {A} was deemed to
misconduct above – taking the investor’s assignment to make decisions on trading of securities and derivatives and fabricating that certain derivatives trading orders were sent by the investor – was deemed
: CCUS) เป็นต้น (4) Uneven: ผลกระทบของการ transition ต่อกลุ่มประเทศที่มีรายได้น้อยถึงปานกลาง โดยเฉพาะ กลุ่มท่ีพ่ึงพาอุตสาหกรรมการผลิตทีม่ีการใช้เชื้อเพลิงฟอสซิลอย่างเข้มข้น3 ก็จะได้รับผลกระทบที่รุนแรงกว่า
Zipmex Company Limited Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, has been failing to report a summary of the assignment of other persons to
The SEC?s new appointments are as follows: Name of Executives New Assignment 1. Mrs.Paralee Sukonthaman 1/ Director, Enforcement Department Director, Broker-Dealer Supervision
Earlier, the Audit Committee of CMO had informed the SEC of the issues raised by the auditor from the audit of the company’s financial statements as follows: an irregular withdrawal of advance
to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that Zipmex has been failing to report a summary of the assignment of other persons to perform
payment of subscribed shares as the consideration of the assignment of participation interests in Draugen Field and Gjøa Field in Norway to pay to Shell in accordance with the agreements regarding the
. Industries Plc. (DTCI). Following the Stock Exchange of Thailand (SET)?s report on irregular trading of DTCI shares from March 1, 2006 to April 4, 2006, the SEC probed into the case and found that such
tourists, compared to 5,872,145 people in the pre-COVID-19 period (Jan-Feb 2020), as travel restriction remained in place. In 2021, the recovery of the Thai economy is expected to be fragile and uneven