not to allow investment consultants to make investment decisions for them. In case of assigning other persons to send trading orders on investors’ behalf, a written authorization is required. In any
. Assigning competent audit staff to each engagement as required by auditing standards and determining performance evaluation criteria to reflect performance quality could help improve the deficiencies; (3
.” The TCFD Recommendations assist companies worldwide in recognizing climate-related risks and opportunities and providing comprehensive climate-related financial information. They also allow companies
transactions to be easily done through internet effectively, crowdfunding has therefore become popular with continuous growth over the years as a viable funding option for SMEs and startups worldwide
three aspects: innovation; inclusion; and inspiration. There have been as many as 60,000 participants registered from 130 countries worldwide. SEC is one of over 1,000 exhibitors in the event.“The SFF
Board?s (FSB) key standards for sound financial systems and serve as a standard for governments and regulators worldwide. Over the last two years, the OECD conducted an ambitious and inclusive review of
than 50 percent of listed sustainable bonds worldwide, including Asian bonds issuers from Japan, China and Hong Kong
: Given over 2,000 million Facebook users worldwide, Libra will likely bring broader impacts. Cross-border fund transfer among individuals will be more efficient and be made instantly, similar to sticker
; (2) enhancing efficiency of preventive measures, surveillance, and enforcement mechanisms in response to technology advancement; (3) increasing market width and depth to attract worldwide investors and
portal. Apparently, in 2014, there was a drastic growth of fund raising through crowdfunding worldwide worth about 6 billion US dollars. The SEC supervises equity-based crowdfunding where investors? fund