, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
to be digital assets (called by many names such as coin, token or digital coin), as follows: (1) Every Coin(2) Orientum Coin or ORT Coin(3) One Coin and OFC Coin(4) Tripxchain Coin or
Offeror : GMW HOLDING COMPANY LIMITED | Date of submission of the Statement of Intention : 07/01/2008
Offeror : GMW VENTURE COMPANY LIMITED | Date of submission of the Statement of Intention : 13/07/2010
Offeror : GMW VENTURE COMPANY LIMITED | Date of submission of the Statement of Intention : 30/08/2010
dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
A New Year Gift 2023 to the public, “SEC Crypto Academy” is designed as an online channel for the public to learn fundamental knowledge on digital assets, gain a better understanding of risks related
Microsoft Word - 60-12-21 แก้ไข IM1-NMG-Disposal Assets-En เพิ่มเติม หลังส่ง Review 17.50 (2) Information Memorandum on the Asset Disposal and the Entry into Connected Transactions from Divestment of