dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
to be digital assets (called by many names such as coin, token or digital coin), as follows: (1) Every Coin(2) Orientum Coin or ORT Coin(3) One Coin and OFC Coin(4) Tripxchain Coin or
incurred the total damage of 6.95 million baht onto the investor. SEC has considered that {A} failed to perform duties with loyalty* by committing wrongful acts against the investor’s assets, which was
beginning and ending total net assets (TNA) that cannot be explained by the monthly total return (r). /Then, as with an internal rate of return calculation, investor return is the constant monthly rate of
Offeror : GMW HOLDING COMPANY LIMITED | Date of submission of the Statement of Intention : 07/01/2008
Offeror : GMW VENTURE COMPANY LIMITED | Date of submission of the Statement of Intention : 13/07/2010
Offeror : GMW VENTURE COMPANY LIMITED | Date of submission of the Statement of Intention : 30/08/2010
Bangkok, June 7, 2016 ? The SEC has imposed a 10-year revocation of approval on a capital market investor consultant by the name of Pornthip Deesuk for performing duties dishonestly with the
A New Year Gift 2023 to the public, “SEC Crypto Academy” is designed as an online channel for the public to learn fundamental knowledge on digital assets, gain a better understanding of risks related
Microsoft Word - 60-12-21 แก้ไข IM1-NMG-Disposal Assets-En เพิ่มเติม หลังส่ง Review 17.50 (2) Information Memorandum on the Asset Disposal and the Entry into Connected Transactions from Divestment of