Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short.

Re: Investment in Fund’s Assets (No.14)

Custody of Assets of Clients by Securities Companies

Custody of Assets of Clients by Licensed Derivatives Brokers

Custody of Assets of Clients by Securities Companies (No. 3)

Custody of Assets of Clients by Licensed Derivatives Brokers

Custody of Clients’ Assets by Securities Companies (Codified)

Custody of Clients’ Assets by Securities Companies (No. 4)

Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets

Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)