: Clause 1. In this Notification: “Custodian agent” means the person whom the custodian appoints to be its agent in performing the duties relating to custody the assets of private fund; “Office” means the
custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of its client’s assets; (b
.: _____________________________ Fax No.: _________________________ Part F: Custody of Foreign ETF Assets 22) Name of Custodian: _______________________________________________________________________ Address of registered office
company that provides a custodian service for assets of its clients, whether for the purpose of custody, or purchasing or selling, or borrowing or lending securities, or securing securities purchase or sale
Office governing rules, conditions and procedures for handling customers’ assets deposited with the custodian; 4. The person whom the applicant will appoint as a custody agent shall be any of the following
: _______________________________________________________________________ _______________________________________________________________________ Part D: Custody of Hong Kong Covered Fund’s Assets 18) Name of Custodian
_______________________________________________________________________ Part D: Custody of Passport Fund Assets 22) Name of Custodian: _______________________________________________________________________ Address of registered office
-date information in order to verify the client’s assets information reports between the custodian and the securities company. Clause 15. A securities company shall deliver a report of the client’s assets
updated information to verify the records of such assets reported by a third-party custodian in comparison to the records of clients’ assets which are prepared by the securities company. Clause 15 3 A
delivering of assets of the fund so that the client, the custodian, the management company or the mutual fund supervisor shall receive the assets forthwith to allow continuous management of the funds