Bangkok, May 29, 2014 ? The SEC invites public to visit SEC booth at Money Expo Bangkok 2014, presented under the theme ?The successful world at your backyard?. It aims to urge the public to realize
at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false
consultant, had misappropriated clients’ money by withdrawing money from the clients’ banking accounts without executing the transactions that the clients had made. Besides, she made false evidence by forging
systems for custody of client assets and Know Your Customer (KYC) were inconsistent with the standards accepted by the Anti-Money Laundering Office.As a result of the application rejection, Coin Asset
On 12 January 2024, pursuant to Section 35, Paragraph 1, of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) (Digital Asset Business Law), the SEC sent a letter to Zipmex ordering
types of mutual funds. SEC therefore has amended the rules governing money market funds to enhance flexibility of asset management companies in managing funds and enable them to response to the needs of
จะมีเงินมากหรือเงินน้อย ซึ่งทุกคนสามารถใช้ประโยชน์จากตลาดทุนได้”ก.ล.ต. ได้ร่วมออกบูธในงานมหกรรมการเงิน ครั้งที่ 20 (Money Expo 2020) ด้วยแนวคิด “สถานีเรียนรู้การลงทุน” เพื่อมุ่งส่งเสริมให้ประชาชน
asset businesses, including exchange, brokerage and dealing. The legislation also aims to protect investors from risks of fraud and deception by dishonest persons, money laundering and exploitation of
SEC Secretary-General Rapee Sucharitkul said that SEC has issued the notification relating to business operations of digital asset business operators under the royal decree on digital asset
enactment of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018), which requires that digital token issuers and digital asset business operators shall obtain approval and/or proper licenses