- present Securities and Exchange Commission, in various position and roles including securities offering, mergers and acquisition, corporate governance, enforcement, legal, investor education, internal
/derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g., investment consultants 1 and listed companies 2 ______________________________ 1 In case
, the highly active market in 1987 drew in short-term speculation that led to unfair market practice amidst inefficient investor protection. To address the aforesaid issues, the Securities and Exchange
challenges for SME financing through capital market”, and “Capitalizing on Regional Growth Prospects: Enlarging Opportunities for Asset Management Companies.” More details on IOSCO APRC can be found at
case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant should contact the compliance unit of the company directly
/secweb/select?q=digital asset OR "digital asset" OR "electronic property" OR "electronic possession" OR "virtual property" OR "virtual possession"&wt=json&indent=true&facet=true&facet.field=key_filetype
://172.19.1.196:8983/solr/secweb/select?q=digital asset OR "digital asset" OR "electronic property" OR "electronic possession" OR "virtual property" OR "virtual possession"&wt=json&indent=true&facet=true
:8983/solr/secweb/select?q=virtual property OR "virtual property" OR "digital real estate" OR "digital asset" OR "simulated real estate" OR "simulated asset"&wt=json&indent=true&facet=true&facet.field