The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
for funds they manage Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits
end of 2001, there are 620 funds with net asset value of 222,916.58 million baht being registered with the https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2001.pdf ROSC_Thailand_web.pdf their
concerning the right of provident fund members according to the provident fund’s articles. As of the end of 2001, there are 620 funds with net asset value of 222,916.58 million baht being registered with the
language Encourage risk management by investment management operators ● Developed a risk monitoring and controlling system for equity funds ● Established guidelines for maintenance and monitoring of asset
in raising funds for both public and private sectors, thanks in large part to the cooperation among the SEC, capital market organizations and listed firms in underlining the importance and
(RBA) to ensure appropriate and efficient supervision of securities companies and asset management companies ● Promoted mutual fund management business by allowing mutual funds to engage in loans for
................................................................................ Intermediaries ......................................................................................................................... Asset Management
corporate governance frameworks reduce investor confidence, and can discourage outside investment. Also, as pension funds continue to invest more in equity markets, good corporate governance is crucial for
institu- tional investors Institutional investors are an increasingly diverse group of investors. While some invest on their own account such as pension funds and insurance companies others are asset