Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in
Phillip Asset Management Company Limited Phillip Asset Management Company Limited had duties to prepare and submit the Daily Subscription and Redemption Report of Mutual Fund (“Form A-2”) to the SEC
Mr. Supakorn Soontornkit Between September 7, 2017 and July 11, 2019; Mr. Supakorn Soontornkit, chief executive officer of Asia Wealth Asset Management Company Limited (?Asia Wealth Asset
Mr. Supakorn Soontornkit Between March 20, 2017 and September 18, 2018; Mr. Supakorn Soontornkit, chief executive officer of Asia Wealth Asset Management Company Limited (?Asia Wealth Asset
Mrs. Apirati Chairat Between September 7, 2017 and December 1, 2018; Mrs. Apirati Chairat, managing directer of Asia Wealth Asset Management Company Limited (?Asia Wealth Asset Management?), failed
UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a fund management company, disclose investment information which is failed to comply with the rules
TMB Asset Management Company Limited Between November 1, 2019 and November 30, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and
SCB Asset Management Company Limited Between July 25, 2019 and April 15, 2021 SCB Asset Management Company Limited, (“SCBAM”), a fund management company failed to comply with the rules, conditions
SCB Asset Management Company Limited Between January 28, 2020 and March 3, 2021 SCB Asset Management Company Limited (“SCBAM”), a fund management company, failed to comply with the rules, conditions
MFC Asset Management Public Company Limited On July 1, 2019 and May 29, 2019, MFC Asset Management Public Company Limited, a fund management company, failed to comply with the rules, conditions, and