Operators > Asset Management Regulations Regulations SHARE : Detail Content A Gathering of all Asset Management Regulations Regulated Entities ○ Licensing/Registration • Mutual Fund Management
Operators > Asset Management Regulations Regulations SHARE : Detail Content A Gathering of all Asset Management Regulations Regulated Entities ○ Licensing/Registration • Mutual Fund Management
Operators Regulations SHARE : Detail Content Regulatory Summary Intermediaries Regulations Asset Management Regulations Related Forms Fundraising Market Professionals Financial Reporting and Audit
แทนผู้ถือหุ้นกู้ สมุดกฎหมายธุรกิจจัดการลงทุน (Rulebook for Asset Management) ASEAN Collective Investment Schemes (ASEAN CIS) ผู้ประกอบธุรกิจตัวกลาง (หลักทรัพย์/สัญญาซื้อขายฯ) ผู้ประกอบธุรกิจสินทรัพย์
ASEANCollectiveInvestmentSchemes Retail ASEAN Collective Investment Schemes for General Public Outbound Name of CIS Name of CIS Operator Date of CIS Approval ONE STOXX ASEAN SELECT DIVIDEND INDEX FUND ONE Asset Management
Qualifications Main duties of a Trust Settlor/Trust Manager Qualification s Being an asset management company or a non-asset management company No records of infringements or negligence of material issues
principles or international standards. 3.2 Presribes by the Association of Asset Management Companies (AIMC) prescribes with the approval by the SEC. ( Notification of the Association of Investment Management
principles or international standards. 3.2 Presribes by the Association of Asset Management Companies (AIMC) prescribes with the approval by the SEC. ( Notification of the Association of Investment Management
Settlor A Trust Manager is the settlor of the trust. The settlor can either be an asset management company or a non-asset management company: obtaining approval by the SEC, and being in readiness of work
- Summary of ACMF Pass - Related regulations - Qualifications of the Applicant for Approval as ASEAN Investment Analyst Regulatory Summary Intermediaries Regulations Asset