TMB Asset Management Company Limited Between November 1, 2019 and November 30, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and
Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company
Mr. Suphan Settapanich Mr. Suphan Sethapanich, the former managing director and chairman of the Investment Committee of Solaris Asset Management Co., Ltd. (currently changed its name to Innotech
GMO-Z.com Cryptonomics (Thailand) Company Limited Between February 22, 2021 and July 31, 2021, GMO-Z.com Cryptonomics (Thailand) Company Limited, a digital asset exchange and a digital asset broker
Upbit Exchange (Thailand) Company Limited Between August 1, 2021 to March 31, 2022, Upbit Exchange (Thailand) Company Limited, a digital asset exchange and a digital asset broker, kept customers'
Upbit Exchange (Thailand) Company Limited Between January 20, 2021 and July 31, 2021, Upbit Exchange (Thailand) Company Limited, a digital asset exchange and a digital asset broker, kept customers
Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in
Satang Corporation Company Limited Between December 1, 2020 and August 16, 2022, Satang Corporation Company Limited ("Satang"), a digital asset exchange, provided custody of customers'
Siamese Asset Public Company Limited Siamese Asset Public Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office
Mr. Eakarat Apiwattanaporn Between 19 February, 2016 to 4 March, 2016, Mr. Eakarat Apiwattanaporn who is the foreign fund manager of UOB Asset Management (Thailand) Co., Ltd. (“UOB”) bought UOB