Division 2: Supervision and Control of this Chapter, in whole or in part. The SEC shall also have the power to issue regulations or conditions for the license holder in the first paragraph to comply with
issue the notification to the public specifying the period for consideration of the issuance of a license and granting of an approval under this Act. In cases where an application for a license or for an
and submit the audit report to the Fund Committee. • There will be annual evaluation of the CMDF’ s performance by the Fund Performance Evaluating Committee which comprises of three to five persons (ad
Office shall issue the notification to the general public stipulating the period for consideration and making order with respect to issuance of license, acceptance for registration and grant of approval
) to issue notifications to implement this Royal Enactment; (5) to determine fees for handling certain matters in accordance with this Royal Enactment; (6) to appoint sub-committees or advisors to
issued in connection with securitization; (4) to issue notifications to implement this Emergency Decree; (5) to determine fees for handling certain matters in accordance with this Emergency decree; (6) to
in connection with securitization; (4) to issue notifications to implement this Emergency Decree; (5) to determine fees for handling certain matters in accordance with this Emergency decree; (6) to
กบัดูแล ตลาดหลักทรัพย์ให้เป็นไปตามมาตรสากลเพ่ือให้ประเทศไทยพร้อมเข้ารับการประเมนิในโครงการ ประเมินภาคการเงิน (Financial Sector Assessment Program) ในปี 2561 รวมทั้งเพ่ิมความรับผิดชอบ และกลไกในการตรวจสอบ
Special Purpose Juristic Persons for Securitization; (3) other transactions which are supportive or beneficial to capital market development. SECTION 5 The SEC and the SEC Office shall issue a notification