are available in the AGM Checklist). 2. The Thai Investors Association assigns AGM volunteer observers to participate and assess the AGM quality of listed companie s. Assessment Results SET
Rule Making Process SHARE : Detail Content 1. Assess the importance of matters 2. Study international supervisory measures and standards 3. Conduct regulatory impact assessment: Analyze the
internal control system and risk management, and monitor management's operations. Nevertheless, audit committee has additional responsibilities that was assigned by the board of directors, which are to
stakeholders, the SEC implements the following procedure: · To assess the importance of matters to be under preventive regulations without which the reliability or efficiency of the capital market
Providers: include fund supervisors, (sub-) custodians, proxy advisers, investment consultants and trustees. 4. Process to become a Signatory to the I Code Assess the company's readiness to implement the I
> Management of Mutual Fund > Prescription of additional rules Regulations SHARE : Detail Content Management of Mutual Fund 5. Prescription of additional rules The SEC is empowered to prescribe additional