person became aware of the disclosure of the false statement or five years from the date on which such act was committed. To initiate a Class-Action lawsuit Investors can arrange to claim compensation via
years from the effective date of such document; - The rights to claim compensation due to trading securities of an issuer who disclosed information with a false statement to shareholders or the public
issuers 15.1 Recording the value of a debt instrument or claim as zero “0" (set-aside) 1) In the case that the mutual fund company records the value of a debt instrument as “0", or that the issuers of
Handbooks / Best Practices SHARE : Detail Content Fund Raising FORM 56-1 : Annual Registration Statement Acts and Royal Enactments Ministerial Notifications Rule Making Process Regulations
Individual Clients (SEC Circular SEC. Thor. 1/2547) To be filed within seven days of the following week. Monthly Reports Unaudited Monthly Financial Statement (Form Bor.Lor. 2 & Bor.Lor. 2/1
investments not following the investment policy with reasons; Information on transactions with related persons (if any); Information on the recording of debt instrument default or claim as zero or there are any
any); Information on the recording of debt instrument default or claim as zero or there are any circumstances that may make debt repayment impossible (if any); Information on any receipt of other assets
requirements, and restrictions. 1.2 The agreement for the management of a private fund or provident fund shall have the following features: (1) The agreement does not contain a statement that the private