be in conflict with the company's interests which results in such persons' failure to make a decision or to perform their duties for the best interests of the company. Therefore, A person who has a
Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough
Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough
warrant – PP Approval for warrant – PP must be registered with transfer restrictions. In case of an offer to sell warrant – PP which the board of directors is aware of the names of investors and the
with a bondholders' representative). - For the offering of bills, the approval will be granted upon submission of the report on features of the bills. - Can be offered only to persons related to the
a financing alternative which can reduce cost of funds paid to financial institutions. Issuers may determine the term of debt securities to be in line with their term of financial needs. On the
: Detail Content Equity Instuments Employee Stock Option Program (ESOP) Employee Stock Option Program (ESOP) is a tool to create motivation for personnel of the company to work effectively to promote the
trustee is entrusted with powers to oversee and administer assets of the trust in interests of the unitholders, who are the beneficiaries of the trust. A REIT is regulated under 2 major laws: 1. The Trust
) Regulatory Summary Public Offering of a Warrant (PO Warrant) can be done in accordance with the following requirements: The offering company must be incorporated under Thai laws and has qualifications in
offence or liability under the Securities and Exchange Act The characteristics, examples and the limitation period of the civil cases which may be requested for a Class Action in order to deal with the