Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
, details and evidence, SEC Complaint Center may ask the complainant to submit additional information. In some cases, the SEC may disclose relevant information (if necessary) to the persons involved and for
politely ask the shareholders to post further inquiries on the matter of their concern after the meeting to allow other matters on the agenda to be considered for the sake of all shareholders'. Q: Is it
instance, securities intermediaries, asset management companies, investment consultants and derivatives intermediaries with underlyings such as SET index, oil and precious metals (gold, silver, etc.); For
firm that the applicant is attached with whether such system is in accordance with the ISQM 1, ask the applicant for clarification on any issues found from the review of the audit works and inspect of
in accordance with the ISQM 1, ask the applicant for clarification on any issues found from the review of the audit works and inspect of the audit quality management system. The SEC will notify the
companies among the Top 100 are: - PTT Global Chemical Plc. - Thai Oil Plc. - IRPC Plc. - The Siam Cement Plc. Assessment Results - Channel NewsAsia
companies among the Top 100 are: - PTT Global Chemical Plc. - Thai Oil Plc. - IRPC Plc. - The Siam Cement Plc. Assessment Results - Channel NewsAsia
their opinions or ask questions related to the company. 8.2.5 To ensure the right of shareholders to participate in the company’s decision-making process in relation to significant corporate matters by
) ASIA - บริษัท เอเชียโฮเต็ล จำกัด (มหาชน) ASIAN - บริษัท เอเชี่ยนซี คอร์ปอเรชั่น จำกัด (มหาชน) ASIMAR - บริษัท เอเชียน มารีน เซอร์วิสส์ จำกัด (มหาชน) ASK - บริษัท เอเซียเสริมกิจลีสซิ่ง จำกัด (มหาชน) ASN