establish rules in writing, which are approved by its executive committee or board of directors, on the following matters: (1) effective systems for internal control and prevention of conflicts of interest
returns are fitted using GJR-t-GARCH models and then analysed using time-varying conditional copulas to ascertain if tail dependence exists. The study tests a number of well-known copulas, i.e., Gaussian
fiduciary duties. (2) determine clearly and harmoniously the mission, strategy, policy and operational plan of the company and its business units. In this regards, guidelines for reviewing the mission
) allow its business to be conducted with fiduciary duties. (2) determine clearly and harmoniously the mission, strategy, policy and operational plan of the company and its business units. In this regards
suitable to the business at that time by presenting that transactions in financial statements exist, complete, correctly show the rights or obligations of the company, have the right value as well as
statements on a regular basis. This is to ascertain that the financial reporting is prepared in accordance with financial reporting standards and properly disclosed. In 2017, the SEC mandated two listed
February 2001. (Unofficial Translation) Page 7 of 12 securities broker of the client, the securities company shall establish the methods and procedures for considering the application for account opening and
Debt Instruments (No. 2) dated 15 February 2001. (Unofficial Translation) Page 7 of 12 securities broker of the client, the securities company shall establish the methods and procedures for considering
every level. - Determine and communicate the unambiguous expectation along with the definition for each factor being used in performance evaluation. - Establish the committee to consider the promotion and