derivatives obligations; (6) efficient arrangement for the handling of complaints or disputes in connection with the derivatives trading on the derivatives exchange or in respect of the use of services provided
derivatives obligations; (6) efficient arrangement for the handling of complaints or disputes in connection with the derivatives trading on the derivatives exchange or in respect of the use of services provided
Exchange Act B.E. 2535: “SECTION 91/1 To ensure that the supervision of the undertaking of securities businesses is appropriate for the nature of business undertaking and proportionate to the necessity of
positions of officers including retirement shall be in accordance with the regulation specified by the SEC. In case where there is reasonable cause, having taken into account of the position and nature of
. In cases where there is a reasonable cause, having taken into account the position and nature of work taken charge by the officers prior to termination of position or duty in the SEC Office, the SEC
position and nature of work taken charge by the officers prior to termination of position or duty in the SEC Office, the SEC shall have the power to prescribe regulation to apply Section 22/1 with such
fund of the nature specified by the notification of the Office, the securities company shall prepare financial statements of the private fund pursuant to its actual conditions, and shall comply with the
delegate its duty to other persons except where: (1) the trust instrument provides otherwise; (2) it is a transaction that is not personal in nature and needs no capability of trustee’s profession; (3) it is
not personal in nature and needs no capability of trustee’s profession; (3) it is a transaction that a reasonable prudent owner of the property of the same characteristics as the trust property, who
transaction that is not personal in nature and needs no capability of trustee’s profession; (3) it is a transaction that a reasonable prudent owner of the property of the same characteristics as the trust