offence or liability under the Securities and Exchange Act The characteristics, examples and the limitation period of the civil cases which may be requested for a Class Action in order to deal with the
offence or liability under the Securities and Exchange Act The characteristics, examples and the limitation period of the civil cases which may be requested for a Class Action in order to deal with the
outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases: 1.1 No limitation of holdings: (1) Tax-exempted institutional investors operating as a
outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases: 1.1 No limitation of holdings: (1) Tax-exempted institutional investors operating as a
the offer for sale of certain types of debt securities would require credit rating to be arranged by an approved credit rating agency. This is to allow the investors to have information on the
. (TSD); payment system infrastructure services for securities trading in the capital market currently operated by Finnet Innovation Network Co., Ltd. The outsourcing should be justifiably arranged and
classified as Tier 2 capital which are convertible. [3] Subordinated instruments shall have the following features: 1) Having interest rates clearly specified; 2) Having payment arranged to be in
classified as Tier 2 capital which are convertible. [3] Subordinated instruments shall have the following features: 1) Having interest rates clearly specified; 2) Having payment arranged to be in
. Meetings arranged for seeking resolutions from trust unitholders: with a quorum of not fewer than 25 unitholders or not less than half of the total unitholders who hold an aggregate number of not less