Ministry of Finance Re: Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder (as amended) Clause 1 In this Notification: "securities company" 1
the area. Regulatory Summary Status and structure Filing of application for an offer for sale of REIT units General provisions Offer for sale and allocation of units Information disclosure
has taken part in reviewing major securities regulatory issues with regulators of global financial centers, such as the USA, England, Japan, Australia, and Hong Kong. In addition, the SEC also currently
Ministry of Finance regarding prescription of conditions for digital asset business operators to seek approval of the major shareholder The Notification of the Securities and Exchange Commission No. GorThor
Management • A pproved Personnel ○ Major Shareholders • SEC Act • Derivatives Act ○ Executives • SEC Act • Derivatives Act ○ Fund Manager • SEC Act • Derivatives Act ○ Property Fund
Business (SFC) • Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder • Prescription of Type of Legal Entity Eligible to Apply for Approval on
ธุรกิจหลักทรัพย์ ตัวแทนสัญญาซื้อขายล่วงหน้าที่จำกัดเฉพาะสัญญาซื้อขายล่วงหน้าที่เกี่ยวกับโลหะมีค่า บุคลากรที่เกี่ยวข้อง (Approved Personnel) ผู้ถือหุ้นรายใหญ่ (Major Shareholders) พรบ. หลักทรัพย์ ฯ พรบ
all stakeholders to benefits from the capital market with confidence. The major groups of stakeholders and their expectations from the SEC are defined as follows: Stakeholders in the Capital Market