views of the Organisation or of the governments of its member countries. This document and any map included herein are without prejudice to the status of or sovereignty over any territory, to the
Bangkok, March 22, 2016 ? The SEC is seeking public comments on the proposals to amend several provisions of the Securities and Exchange Act (SEA) B.E. 2535 (1992) and the Provident Fund (PVD) Act
?SECID=583. Stakeholders and interested parties are welcome to submit comments and recommendations via the website. For electronic comments, please send an email to rattaya@sec.or.th or sumitra@sec.or.th
operations. In work for which there are few service providers and the business operators will not be able to engage other service providers to provide services on their behalf immediately, this work may
Deputy Secretary-General Tipsuda Thavaramara said: ?Making an electronic transaction and applying FinTech to business operation are still a challenge in Thailand mostly because the governing laws are
are welcome to submit comments through the website, or facsimile at 0-2033-9660 or email: nattasasi@sec.or.th or rangrong@sec.or.th. The public hearing ends on 19 September 2017.
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
corporate governance objectives. It is important that policy makers are aware of this risk and take measures to limit it. Effective enforcement also requires that the allocation of responsibilities for
companies and to strengthen the clearing and settlement system, which are extremely important to the capital marketûs integrity. In this regard, the SEC will cooperate with the Association of the Securities
representatives of companies, banks, and market participants. Behdad Nowroozi, James Seward, and Alex Berg provided advice and comments. Findings of this ROSC are based on the Detailed Country Assessment (DCA