Operator is required to prepare sales report for the sale of units of the Hong Kong Covered Fund offered in Thailand. This report shall be lodged with the SEC Thailand within 45 days after the last official
less than 2 days. Allocation of the investment units to the investors shall be appropriate and fair. The offering for sale of the investment units to retail investors is subject to additional rules as
less than 2 days. Allocation of the investment units to the investors shall be appropriate and fair. The offering for sale of the investment units to retail investors is subject to additional rules as
of establishment of mutual fund 3. Amendment to scheme informationbefore registration 4. Undertakings after approval 5. Termination of approval for the establishment of mutual fund Related
of establishment of mutual fund 3. Amendment to scheme informationbefore registration 4. Undertakings after approval 5. Termination of approval for the establishment of mutual fund Related
Thai Reporting Resault of Sales of Securities การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และอาจใช้คุกกี้ชนิดจดจำ
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Thai Reporting Resault of Sales of Securities (exemption) × Home > กฎหมาย / กฎเกณฑ์ > สรุปกฎเกณฑ์
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-third of its maximum capacity to an individual client, or to a group of associated persons, in case that the buyers/end users of product/services are not the government agencies. This is not applied on