PowerPoint Presentation THE BETTER FUTURE IS NOW Uthaiwan Anuchitanukul Executive Vice President Excellence and Sustainble Development Division IMAGINING BETTER FUTURES FOR ALL มุ่งสร้างสรรคส่ิ์งท่ี

or in part, without the prior written consent of Morningstar is prohibited. The Morningstar Investment Management division is a division of Morningstar and includes Morningstar Associates, Ibbotson

a separation of duties in important business units which would result in check and balance; there is an internal audit unit which reports directly to the audit committee; there is a clear line of

case of inspection by an internal unit of the securities company, such internal unit must be independent from the computer division of the company. Clause 4. The securities company shall separate the

appendix at the end of this Notification of Practice Guidelines, whereby such details are as the following matters: (1) Division 1 Objectives of practice guidelines for business continuity management 2 (2

information in each section of the prospectus under Clause 5 shall be as follows: (1) Fact sheet containing the particulars and information in accordance with Chapter 1 Division 1, and Chapter 3 Division 6; (2

Internal & External Verifier CPN Baseline (2015) 2017 (2016) 2018 (2017) 2019 (2018) 2020 (2019) 2021 (2020) 7 ❑ ❑ • ❑ Excellence and Sustainable Development Division (ESD) • • ❑ • 8 • • • • • • • • 9 CO2

corresponding period of the previous year, derived from recording interest income separately from revenue from sales (financing component separation) at the amount of Baht 7.83 million and then gradually

undertaking of securities business already licensed to such finance and securities company including a plan of the finance company after the separation of business and transfer of assets and liabilities. The

understands that this marks the first time Thai Covered Funds may seek authorisation from the SFC. The SFC therefore encourages applicants to consult the Investment Products Division early for any clarification