No. Title 2 Financial Institution Eligible to Apply for Securities Business License B.E. 2536 (amended by No. 16 No. 18) (Repealed) 3 Application for Separation of Finance and Securities
. Regulatory Summary Main Duties of a Trustee Ensure that the trust deed is executed in compliance with the laws Appoint a trust manager Prepare a trust property account in separation from any other accounts
) be the securities company established upon the separation of finance and securities businesses of the securities company with disqualified characteristics under sub-clause (3); (5) have financial
) be the securities company established upon the separation of finance and securities businesses of the securities company with disqualified characteristics under sub-clause (3); (5) have financial
person holding executive position as a division manager or an equal position responsible for the working field of asset appraisal, possess prohibited characteristics as prescribed; Not being ordered by the
counterbalance; Monitoring of transactions that occur; Frequent revision of the appropriateness of the methods used. Competitive businesses Clear separation of target group of customers or markets; There
and Exchange Act B.E. 2535, Chapter 6 Division 1 Over-the-Counter Center Derivatives exchange Derivatives Act B.E. 2546, Chapter 3 Derivatives Exchange The Notification of the Securities and Exchange
and Exchange Act B.E. 2535, Chapter 6 Division 1 Over-the-Counter Center Derivatives exchange Derivatives Act B.E. 2546, Chapter 3 Derivatives Exchange The Notification of the Securities and Exchange