. Form 61-1 (Application for Approval of Auditor) .pdf file | .doc file 2. Form 61-2 (Certification and Consent of Audit Firm) .pdf file | .doc file 3. Form 61-3 (Notification for Change of
> Fundraising > Equity Instrument > Share > Related Forms Regulations SHARE : Detail Content Equity Instruments Shares Related Forms Application for Approval of an Offer for Sale of Newly Issued Shares
three years; (4 ) a profi l e and relevant details of the audit firm; (5 ) a certification and consent letter of the audit firm (Form 61-2); Period of Approval Validity : not
imposed when the SEC is granted an approval of the Civil Sanction Committee, which comprises five members, namely: (1) the Attorney-General; (2) the Permanent Secretary of the Ministry of
> Ministerial Regulations > MRSArchive > MSRA-IA Ministerial Regulation SHARE : Detail Content -Unofficial translation- Ministerial Regulation Concerning Approval on Undertaking Securities Business License
> Ministerial Regulations > MRSA Ministerial Regulation SHARE : Detail Content -Unofficial translation- Ministerial Regulation Concerning Approval on Undertaking of Securities Business in the Category of
application for approval thereof with the SEC Office within the period of time and in form as specified in the SEC’s Notification as published in the Government Gazette. Application for approval under the first
Before the initial public offering (IPO) (1) The mutual fund obtaining a normal approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed
establish limited company or public limited company for operating securities business in the category of private fund management shall file an application for approval thereof with the SEC Office within the