English (United States) Establishment of mutual funds × Home > Laws/Regulations > Regulations
, approved person shall proceed with establishment of limited company or public limited company to undertake securities business in the category of inter - dealer brokerage. Newly established limited company
receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval under Clause 3, approved person shall proceed with establishment of limited company or public limited company to undertake securities
from the date receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval under Clause 3, the approved person shall proceed with establishment of new limited company or public limited
under Clause 3, the approved person shall proceed with establishment of new limited company or public limited company for operating securities business in the category of venture capital management as
paragraph within thirty days from the date of receiving the SEC’s recommendation. Clause 7 Upon the Minister’s approval under Clause 6, the approved person shall proceed with establishment of new limited
establishment of new limited company or public limited company for operating securities business in the category of mutual fund management as approved, and the newly established limited company or public limited
Minister’s approval under Clause 6, the approved person shall proceed with establishment of new limited company or public limited company for operating securities business in the category of private fund
person shall proceed with establishment of new limited company or public limited company for operating securities business in the category of private fund management as approved, and the newly established