Fund Approval and Management System (“OFAM”). In addition, the amendment would expand channels for announcement of dividend payment such as websites of asset management companies. The paperless
representatives Securities issuers and listed companies Stock Exchange of Thailand Derivatives exchange ë Set licensing and approval https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2006.pdf Annual Report 2007
, approval for issuance and offering of securities, and the review of issuing company auditors' working papers and listed companies' financial statements. (3) Finance and Financial Statements ë Reviewed the
pros and cons and the costs of compliance 4. Seek approval for the measure from SEC Board/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This
readiness of the system. In addition, the SEC has also given approval to the SET rules that would allow the trading of options in that market. Development of Debt Instrument Market Debt instrument, apart from
at shareholder meetings, the procedures for approval of related party transactions and shareholder participation in decisions on executive remuneration. III) Institutional investors, stock markets and
about cost effectiveness, reduce regulatory impediments and further facilitate financial innovations; ë To develop bond market infrastructure by (1) closely monitoring growth and regulatory developments
redress quickly and cost effectively. This should include promoting alternative dispute resolution mechanisms and considering the establishment of specialised courts. Policy frameworks should encourage
exchange and clearing house, and the licensing requirements which are in the process of approval ● Prescribed licensing rules for derivatives brokers, dealers, and fund managers ● Prescribed rules for the
corporate governance reduces emerging market vulnerability to financial crises, reinforces property rights, reduces transaction costs and the cost of capital, and leads to capital market development. Weak