offering of digital tokens Digital tokens offering without an approval - - - - - - 1 2 Non-compliance with business conducts 9 14 3 3 20 38 3 3 Unlicensed securities businesses 0 0 - - 0 0 - - Unlicensed

compliance supervision throughout the approval period of the auditor. Sincerely, (Signature

mutandis. 1 Clause 3 When the Minister approves the scheme under Clause 2, the finance and securities company under Clause 1 shall set up the limited or public limited company in compliance with the approval

, post-approval and ongoing compliance in the context of the offering, marketing and distribution of units/shares of the Hong Kong Covered Fund to the public in Thailand; (f) the Hong Kong Covered Entity

compliance with the following criteria: (1) the issuer of depositary receipts shall have obtained an approval to offer such instruments for sale; (2) the issuer of depositary receipts has paid the filing fee

regulations and the requirements set out in this circular. 15. These changes shall be effective upon approval by the SEC or compliance with the appropriate procedures. 16. However, changes that affect Hong Kong

compliance with the written approval by the authorised person, including consistently reviewing such privilege. [M] o For the necessary case that employ the privilege user,3 there shall be control strictly

that will issue or offer securities for sale lacks the qualifications, or its compliance with the after-approval conditions is inappropriate or it will not be able to comply with this Notification; (2

resolved to approve and propose the 2019 Annual General Meeting of Shareholders of the Business to be held on 23 April 2019 for consideration and approval of the annual dividend for 2018 of the Business at

reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 39/2559 Re: Application for Approval and Granting of Approval for Offering of Newly Issued Shares _____________________ By virtue