Bangkok, May 15, 2014 ? The SEC in cooperation with audit regulators in ASEAN countries host the ASEAN Audit Regulators Group (AARG) Meeting on May 15-16, 2014 in Bangkok. Auditors from the world?s renowned international audit firms are invited to share their views and experience concerning current regulatory and oversight issues, challenges and impediments as well as directions of international accounting and auditing standards. The event aims to promote audit regulator and audit firm cooperati...
suspended the approval for Patamavan as capital market auditor. However, she has resigned from the position since 22 March 2019. The SEC therefore will not accept her future application for approval as a
The amended rules on approval of ICO portals give the applicants more flexibility and reduce risk on developing/investing in high-cost work systems while the approval process is underway
therefore suspended the approval for {A} as a capital market auditor for six months, starting from 19 January 2022. ________________________
This proposed amendment to the regulations on qualifications of capital market auditors aims to facilitate capable auditors’ entry into the capital market to perform audit work and to streamline supervisory rules that could impose excessive burdens on auditors. This regulatory revision would therefore attract sufficient qualified auditors into the capital market to serve the increasing number of listed companies while maintaining audit quality in line with international standards. The essence of...
circumstance, many audit firms in the capital market tend to postpone nomination of persons to apply for approval as auditor in the capital market, which may cause the number of auditors in the capital market
included sukuk, infrastructure fund, foreign exchange-traded fund (ETF), real estate investment trust (REIT), foreign exchange bond, gold fund investing directly in gold bullions or in the form of gold ETF
new products in 2009 including gold futures on 50-baht gold, derivative warrants, and mutual and private funds investing in inflation and investment strategy indices. Besides, mutual funds were allowed
. Notification of the Capital Market Supervisory Board Tor Jor. 12/2559 Re: Application and Approval for Offer for Sale of Structured Notes ____________________ By virtue of Section 16/6 of the Securities and
Fund under HK-TH MRF with the Securities and Exchange Commission of Thailand (SEC). 1.2 Approval rules The Hong Kong Covered Management Company and the Hong Kong Covered Fund under HK-TH MRF shall have