SECURITIES ______________ SECTION 32. No promoter of a public limited company shall offer newly issued shares for sale to the public or other persons unless having obtained an approval from the SEC Office and
order of appointment. CHAPTER 2 ISSUANCE OF SECURITIES ______________ DIVISION 1 APPROVAL FOR THE OFFERING OF NEWLY ISSUED SECURITIES ______________ SECTION 32. No promoter of a public limited company
particulars which are material to the agreement. SECTION 134. In managing a private fund, the securities company shall provide a private fund manager with the approval of the Office in accordance with the rules
63; (2) obtained an approval from the Office and complied with Section 65 or (3) is an offer for sale of newly issued securities by public company limited and is made entirely to its shareholders in
, crude oil, or any other property as specified in the notification of the SEC with the approval of the Cabinet, excluding currencies. “variable” means any exchange rate, interest rate, financial index
, crude oil, or any other property as specified in the notification of the SEC with the approval of the Cabinet, excluding currencies. “variable” means any exchange rate, interest rate, financial index
to the general public stipulating the period for consideration and making of order with respect to the issuance of license and granting of approval under this Act. SECTION 6 All rules, regulations
approval under this Act. SECTION 6 All rules, regulations, notifications, directives or stipulations issued under this Act by the SEC or the SEC Office which are of general application shall come into force
The SEC and the SEC Office shall issue a notification to the general public stipulating the period for consideration and making of order with respect to the issuance of license and granting of approval
must be a juristic person in the categories of a limited company or a public limited company only; and shall obtain an approval from the SEC Office and file a registration statement for the offering of