submit the financial statements for Q3/2017 within the specified period. The amount of fines does not include daily fines starting from the day following the settlement date to the day the company properly

company properly complies with laws and regulations within the period set forth by the Settlement Committee. SEC Act S.247 Settlement Committee Meeting No. 4/2018 Settlement Committee Order No. 17/2018

to buy and sell Filter Vision Public Company Limited (“FVC”)’s shares in a manner that manipulated FVC’s share price. This behavior constituted dishonest and unethical conduct, and failed to properly