an appropriate person as the chairman and ensure that the board composition serves the best interest of the company, enabling the board to make its decisions as a result of exercising independent
achieve its objectives. Principle 4.2 The board should ensure that an appropriate compensation structure and performance evaluation are in place. Principle 4.3 The board should consider its responsibilities
should ensure that the company has effective and appropriate risk management and internal control systems that are aligned with the company’s objectives, goals and strategies, and comply with applicable
, as appropriate. Principle 7.5 The board should ensure the establishment of a dedicated Investor Relations function responsible for regular, effective and fair communication with shareholders and
Governance Code (I Code) The SEC's objective in the investment management is to gain the best returns in the long term with appropriate level of risks. To achieve such a goal, the SEC believes that
efficiently at appropriate cost, and with diversities of tools for financing requirements. Intermediaries and professionals Carrying out businesses with greater flexibilities; getting supports for strengthening
Sale of Investment Units Summary of regulations The initial public offering (IPO) period shall not be less than 2 days. Allocation of the investment units to the investors shall be appropriate and
/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This step ensures that the measure to be taken is appropriate, practical and respectful to
Sale of Investment Units Summary of regulations The initial public offering (IPO) period shall not be less than 2 days. Allocation of the investment units to the investors shall be appropriate and
approval for the imposition of civil sanction, the Civil Sanction Committee has the duty to consider and determine an appropriate civil sanction to be imposed on the offender. There are five types of civil