. Derivatives brokerage 2. Securities dealing 2. Derivatives dealing 3. Investment advisory service 3. Derivatives advisory service 4. Securities underwriting 4. Derivatives fund management 5
Operators > Asset Management Regulations Regulations SHARE : Detail Content A Gathering of all Asset Management Regulations Regulated Entities ○ Licensing/Registration • Mutual Fund Management
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> Mutual Fund > Private Funds or Provident Funds > Management of private funds or provident funds Regulations SHARE : Detail Content Private Funds or Provident Funds 2. Management of private funds or
> Mutual Fund > Private Funds or Provident Funds > Execution of Agreements for Management of Private funds or Provident Funds Regulations SHARE : Detail Content Private Funds or Provident Funds 1
. Securities underwriting 4. Derivatives fund management 5. Mutual fund management 6. Private fund management Regulatory Principles SHARE : ContactUs