Shelf Approval Outstanding Domestic Debt Related Rules and Regulations Equity Instrument Debt Instrument Real Estate Investment Trust Infrastructure Trust Infrastructure Fund Initial
Sales Report Shelf Approval Outstanding Domestic Debt Enforcement Fundraising Securities Issuing Companies Takeover Professionals Intermediaries Search-for-related-personnel Mutual Fund Report and
securities offering Securities Approval / Filling Report of the sale results Public Offering (PO)n : share / warrants P 45 days Public Offering Placement (PO Placement) : shares / domestic CD
and Thai accounting professions to gain more investor confidence, both domestic and international, and better facilitate Thai companies in cross-country raising funds. Independent Audit Inspection
income from investment in : (1.1) Property funds (type 1 fund) or the domestic REITs ; (1.2) Foreign REITs or foreign funds with total investment in Thailand's property (directly or indirectly) > 30
income from investment in : (1.1) Property funds (type 1 fund) or the domestic REITs ; (1.2) Foreign REITs or foreign funds with total investment in Thailand's property (directly or indirectly) > 30
Net Capital Rule (NCR) The SEC applies the " net capital rule ( NCR )" approach, where securities and derivatives businesses are required to maintain “ net capital ( NC )” – liquid assets less
Investment) Founded in 2006 with the support of UN, PRI is an approach to investment that encourages investors to use ESG as a factor for investment. Principles covering six chapters and currently the most
Investment) Founded in 2006 with the support of UN, PRI is an approach to investment that encourages investors to use ESG as a factor for investment. Principles covering six chapters and currently the most
to implement of the I Code. Implementation of the I Code by Institutional Investors will enhance confidence by domestic and global markets clients and trust that investment decisions and management are