) specified by the regulation. Net Capital Rule (NCR) The SEC applies the " net capital rule ( NCR )" approach, where securities and derivatives businesses are required to maintain “ net capital ( NC
collection before the effective date. (2) H igher than the ceiling rate for over 5%, the co m p any shall obtain special resolution of the unitholders. (5) Where a mutual fund management company wishes
collection before the effective date. (2) H igher than the ceiling rate for over 5%, the co m p any shall obtain special resolution of the unitholders. (5) Where a mutual fund management company wishes
Fund > Limitations on Unitholding over One-Third of Outstanding Units Regulations SHARE : Detail Content Limitations on Unitholding over One-Third of Outstanding Units Summary of regulations
Fund > Limitations on Unitholding over One-Third of Outstanding Units Regulations SHARE : Detail Content Limitations on Unitholding over One-Third of Outstanding Units Summary of regulations
benefit the remaining unitholders, the mutual fund management company should exercise its discretion in deciding whether to dissolve the fund. The calculation method in the case of investment units
benefit the remaining unitholders, the mutual fund management company should exercise its discretion in deciding whether to dissolve the fund. The calculation method in the case of investment units
listed company must disclose information about the newly issued shares to PP before the offer to sell, with the details of at least the offering price and the method of calculating the offering price via
of Investment Units Management of Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One-Third of Outstanding Units Fundraising Market Professionals Financial Reporting
of Investment Units Management of Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One-Third of Outstanding Units Fundraising Market Professionals Financial Reporting