Net Capital Rule (NCR) The SEC applies the " net capital rule ( NCR )" approach, where securities and derivatives businesses are required to maintain “ net capital ( NC )” – liquid assets less
system for auditing on exercising of voting rights; 4. Disclose to investors through an appropriate method and with sufficient details of the practice and the course of actions in exercising of voting
system for auditing on exercising of voting rights; 4. Disclose to investors through an appropriate method and with sufficient details of the practice and the course of actions in exercising of voting
offering price / exercise price The market price being used to compare Dilution Opinions of the board of directors on the necessity / appropriateness of the market price being used and the method of price
unitholders widely through the appropriate method. At the minimum, the company shall publicize the information on its website and at every office of the company for the trading of the investment units and the
unitholders widely through the appropriate method. At the minimum, the company shall publicize the information on its website and at every office of the company for the trading of the investment units and the
should exercise its discretion in deciding whether to dissolve the fund. The calculation method in the case of investment units redeemed over two-thirds of the outstanding units in five consecutive
should exercise its discretion in deciding whether to dissolve the fund. The calculation method in the case of investment units redeemed over two-thirds of the outstanding units in five consecutive
following details: Details, duration, price, rate and method of exercise of right Reason, conditions and procedures for amending the terms of the warrant Compensation in the case where the company is unable
sell, with the details of at least the offering price and the method of calculating the offering price via the system to disclose information as specified by the SET. A listed company is prohibited from