financial institutions, e.g. IASB, FASB Financial Accounting, TCFD and ESG 23 1. Board oversight of climate-related risks & opportunities 2. Management role in assessing climate- related risks & opportunities

obtain an understanding of controls relevant to the audit, including evaluating the design of those controls and considering whether the controls are effective in preventing or detecting and correcting

Committee Statement. (1) Supervisory Risks: To achieve supervisory objectives effectively, the SEC set up a risk management system that facilitates effective monitoring, assessing and handling of potential

to strengthen compliance Promote transparency in the initial public offering (IPO) share allocation process ● Required issuers to disclose their allocation methodology and clearly identify in the

Board, and giving relevant advice to the SEC Board. The Sub-Committee is also responsible for evaluating the performance of the Secretary-General in accordance with the SEC strategic plan and the key

warning on issues. BP saw such an earthquake in its share price after the Gulf oil spill disaster prompted engaged investors to use their voting rights to call for the removal of the chair of the board’s

our promotion of overseas investments, strengthened enforcement on insider trading, share manipulation, executive misconducts, accounting frauds, false documentation of securities issuance and offering

all to understand and consider the issue as a priority. Those involved in the capital market must walk together into the right direction, share the same goal and be ready to turn to each other for

responsible for evaluating the performance of the Secretary-General in accordance with the strategic plans and the key performance indicators (KPIs) of the SEC and KPIs of the Secretary-General. The Sub

all services performed for clients, including services performed by entities closely aligned through common employment and other means, and evaluating whether any of those services might impair