19 เมษายน 2539 1 (TRANSLATION) Tor. For. 6 / 2020 May 14, 2020 Subject: (1) Submission of the Financial Statements for Q1/2020 (2) The resolution to appoint the Company’s auditor (3) Management
, the issuer may provide other additional information in accordance with other referential standards. Regarding the issuance and offer for sale to institutional investors, high net worth investors or
appoint competent officers to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette.
appoint it to act as securities broker. For the purpose of fairness to the parties, the SEC may specify any particulars which are material to the agreement.
Section 130 Securities and Exchange Act B.E. 2535 Section 130. Upon the dissolution of the mutual fund, the securities company shall appoint a liquidator to collect and distribute assets to the
regarding Definition of Institutional Investor, Ultra High Net Worth, and High Net Worth Investor; “client” means user of an intermediary’s services; “Stock Exchange” means the Stock Exchange of Thailand
company”, “executive”, “institutional investor”, “high net worth investor”, “short-term bond”, and “structured note” shall have the same definitions as given to such terms in the Notification of the
Act (No. 2) B.E. 2542 (1999), the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 In this Notification: 1The terms, “institutional investor,” “ultra-high net worth
disclose information and get approval from the shareholders. The audit committee shall appoint independent financial advisor within August 2017 to provide an opinion regarding the reasonable and fairness of