: ..................................................... Attn: Secretary-General The Office of the Securities and Exchange Commission (SEC Office) We hereby wish to submit an application for registration / change of information in Company Account with details
: ..................................................... Attn: Secretary-General The Office of the Securities and Exchange Commission (SEC Office) We hereby wish to submit an application for registration / change of information in Company Account with details
) ………………………………………………………………………………………………………………………………………………….… ………………………………………………………………………………………………………………………………………………….… Wish to express an intention to apply for an SEC Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a seven-day expiry from the SEC
) ………………………………………………………………………………………………………………………………………………….… ………………………………………………………………………………………………………………………………………………….… Wish to express an intention to apply for an SEC Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a seven-day expiry from the SEC
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 28. A derivatives business operator shall prepare and submit financial statements to the SEC Office. Such financial statement shall be made
Preparations for Reporting 1. Registration - Ordinary person: Non-Thai citizen: Reporter’s passport - Juristic person: Register online and submit document below to SEC Office at least 3 working days in advance
or submitted additional documents fully according to the record of defect. *** If the applicant wishes to submit an application via the fast track system, the audit firm with which the applicant is
, the approval for offer for sale of newly issued sukuk and the conditions that shall apply after the approval has been granted shall be in accordance with the regulations prescribed by Part 1; (2) the
relevant mutual fund management company shall take the following action: 7 (1) prepare a report on the incorrectness, containing the following information, and submit it to the mutual fund supervisor within
Section 22 of the Derivatives Act B.E. 2546 (2003), the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. Operators of derivatives business wishing to apply